Compliance Failure: Examples and Lessons

Date : 5th June 2018 to 5th June 2018

Place : United States, Aurora

Website :https://goo.gl/rrdLSF

Contact Person:Training Doyens

Description:

Bank regulatory compliance training focused on understanding the causes of compliance failures, identification techniques and methods to fix them.

Compliance Failure: Examples and Lessons will be held in Aurora,United States on date 2018-06-05

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Deadline for abstracts/proposals : 5th June 2018

Keynote Speakers : Jim George is an independent consultant to banks focusing on issues of fraud. He has over 25 years’ experience as a consultant to major banks in associate partner and principal roles at PriceWaterhouse-Coopers Consulting, IBM Consulting in Bank Risk and Compliance, and Andersen Consulting (now Accenture). He has also been SVP Operations for a Fortis-US division providing outsourcing services to the banking industry.

Conference Highlights :OVERVIEW On a number of occasions I have been brought in to lead projects addressing recently discovered compliance failures. We will discuss a number of these as real case studies. It is more common than you might think because no one is going to present in a seminar or industry meeting how they got in trouble, how they worked their way out, and how they dealt with the relevant regulators. So there is very little learning from mistakes within the industry. This is a chance to share some of

Venue :26468 E Walker Dr, Aurora, Colorado 80016, USA

Check the event website for more details.