Best practices for creating initial Investment Policy Statement which will provides better client experience and work flow.

Date : 5th December 2017 to 5th December 2017

Place : United States, Aurora

Website :https://tinyurl.com/ydft34w7

Contact Person:Training Doyens

Description:

In this webinar learn the best practices for creating initial Investment Policy Statement which will provides better client experience and work flow. Book now!

Best practices for creating initial Investment Policy Statement which will provides better client experience and work flow. will be held in Aurora,United States on date 2017-12-05

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Deadline for abstracts/proposals : 5th December 2017

Keynote Speakers : Coulter Strategic Services provides Financial Advisors and compliance consulting firms with compliance and project management services and customized compliance training. Prior to starting her own firm, Ms. Marsden was a partner and member of the C-Suite at Financial Advisory Firms in Florida. Ms. Marsden has a degree in computer programming from Keiser University and holds the Investment Advisor Certified Compliance Professional Designation, and she is a CFA Investment Foundations Certificate H

Conference Highlights :OVERVIEW The guidelines surrounding best practices for developing and maintaining the Investment Policy Statement (IPS) are not always clear. The IPS is a key document between the client and their investment advisor, yet it is one that can be detrimental to the advisory firm if poorly written or managed. It is a key document used by compliance, regulators and perhaps as evidence in the case of a lawsuit brought by a client. It is worth the time and effort to design a well thought out IPS or

Venue :26468 E Walker Dr, Aurora, Colorado 80016, United States

Check the event website for more details.