Know the FINRA Rule 2273 relating to financial advisors and points for inclusion in a broker-dealers supervisory system

Date : 8th December 2016 to 8th December 2016

Place : United States, New hyde park

Website :https://www.complianceglobal.us/product/700607/JoelBeck/preparing-for-compliance-with-finra-rule-2273/1

Contact Person:Compliance Global Inc

Description:

Know the FINRA Rule 2273 relating to financial advisors and points for inclusion in a broker-dealers supervisory system

Know the FINRA Rule 2273 relating to financial advisors and points for inclusion in a broker-dealers supervisory system will be held in New hyde park,United States on date 2016-12-08

---

Deadline for abstracts/proposals : 8th December 2016

Keynote Speakers :

Venue :Compliance Global Inc., 2754 80th Avenue, New Hyde Park, NY 11040, United States

Check the event website for more details.